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A former Colorado resident and two investment adviser firms he controls agreed to pay the Securities and Exchange Commission a $1 million penalty to settle claims...
Units of Citigroup Inc. and UBS AG were among several firms that agreed to pay a total of $8.3 million to settle US Commodity Futures Trading...
The US Securities and Exchange Commission laid out new allegations against two men from Brooklyn, New York, who are accused of stealing confidential information from jobs...
The US Securities and Exchange Commission moved to dismiss a long-running bribery case against two former executives of Cognizant Technology Solutions Corp., the latest sign of...