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Teaching speech recognizers new words — without retraining

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In recent years, automatic speech recognition (ASR) has moved to all-neural models. Connectionist-temporal-classification loss functions are an attractive option for ASR (and specifically end-to-end ASR) because they make predictions without conditioning on previous context, thereby yielding simple models with low inference latency.

Unlike earlier, hybrid ASR models, which used lexicons to match phonemes to word candidates, all-neural models are hard to adapt to rare or unfamiliar words. Biasing connectionist-temporal-classification (CTC) models to new words is particularly difficult because of the lack of context: i.e., the model’s prediction at any given time step is independent of the outputs at the previous time steps, the same prediction scheme that enables decoding with low inference latency.

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This is a problem for ASR applications in which the operational vocabulary is constantly changing, as when new names — say, “Zelenskyy” — enter the conversation, or when users add new names to their address books. Retraining the ASR model on new datasets featuring new words is a prohibitively time-consuming and computationally intensive way to update large models.

In a paper we presented at this year’s Spoken Language Technologies (SLT) Workshop, we describe a method for enabling a CTC model to correctly transcribe new entity names without the need for retraining. The method includes a variety of techniques for biasing the model toward names on a list. These techniques apply to both the model’s encoder, which converts inputs into vector representations, and its beam search decoder, which evaluates candidate output sequences. The techniques can be applied in combination to maximize the likelihood of accurate transcription.

The architecture of a connectionist-temporal-classification (CTC) model for automatic speech recognition whose output can be biased toward names on an updatable entity list.

On a dataset with difficult medical terminology like names of diseases and medicines, our method improves the ASR model’s F1 score (which factors in both false negatives and false positives) on these entities from 39% in a model without biasing to 62%. Similarly, on a publicly available Vox Populi benchmark that contains recordings of the European Parliament, our method improves the F1 recognition scores of rare entities (names of cities, people, etc.) from 49% to 80% without any retraining of the base ASR model.

Biasing

Our baseline CTC model is an all-neural network that takes frames of audio (snapshots of the signal spectrum across small durations) as input and converts them into a sequence of probability distributions over subword units — word fragments that can be composed into full words. These probability distributions are represented by a weighted graph of possible subword sequences. To rank candidate word sequences, the model decoder uses beam search combined with an external language model (LM), which encodes the probabilities of sequences of words.

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Encoder biasing 

To bias the CTC model’s encoder, we use a contextual adapter, a separate module that is trained after we have frozen the weights of the base CTC model. The adapter takes the set of rare words in training examples as inputs and learns a mapping between the words’ subword-unit sequences and their audio representations.

In our base network, we use additional CTC losses to train representations from intermediate layers of the encoder (the 6thand the 12th) to produce subword sequences. This enables the model to use approximations of the outputs in previous time steps to influence prediction of the current frame. Our adapter uses a weighted sum of representations from these intermediate layers as audio representations, thereby countering the conditional-independence assumption of CTC models.

At inference time, we use the contextual adapter to embed a list of rare or out-of-vocabulary (OOV) entity names, and at every time frame of the audio, an attention module tries to match the name embeddings with the audio representation. The attention module can also choose to ignore all of the names by attending to a special token. If the audio does contain some entity from the provided list, the probability of the corresponding sequence of subword units is increased.

A plot indicating the weight that an attention mechanism gives to names on a custom entity list when encoding audio.

Decoder biasing

We obtained positive results with the following techniques for decoder biasing. All of these techniques are applied directly at inference time:

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  1. Adaptive subword boosting in beam search decoding: We dynamically boost the probability of a top-k subword sequence if it begins with a subword that appears on the custom entity list. For example, if “Fremont” is one of the custom words, then if the subword “fre” appears, we boost the probabilities of the subsequent subwords “mo” and “nt”. The boosting score for each subword candidate at time step t is determined dynamically by the difference between its log probability and that of the top-1 hypothesis.
  2. Unigram boosting: We boost the probabilities of words on the list of entity names by adding them to the external LM through an OOV/BOOST class, to keep the LM unmodified during inference.
  3. Phonetic-distance-based rescoring: We take the outputs of the intermediate-layer network — which are phones, or phonetic representations of short speech sounds — and perform forced alignment between them and the output of the CTC model. We compute the cost of this alignment and use it to rescore the n-best lists.
  4. Pronunciation-based lexicon lookup: For rare and OOV words, our phone prediction hypotheses are more accurate than our subword predictions. Therefore, we used forced alignment with the phone predictions of the intermediate-layer network to identify the boundaries between words in the phone sequence. If the sequence of phones corresponding to a word is an exact match for the pronunciation of a word in the lexicon, we replace the word with the lexicon entity.
  5. Grapheme-to-grapheme (G2G) techniques: A grapheme is the smallest meaningful unit of written text. We use a table that maps individual graphemes to their multiple possible pronunciations (i.e., phones) to resolve alternative pronunciations of the words on our list of entity names. The probability of predicting the actual word improves with an increase in the number of these G2G variants.

Joint model

Finally, we present a joint model that combines the encoder- and decoder-biasing techniques described above, and as expected, the techniques are complementary to each other and result in additive gains. Conceptually, the encoder-biasing method aids in generating higher-probability scores for the rare subwords it copies, which helps prevent rare subwords from getting pruned during the beam-search decoding of the subword graph. The rare and OOV words get a further boost from the decoder-biasing techniques, which promote the rare-word candidate paths through the graph to top ranking.

We hope our methodology advances the speech community in the direction of zero-shot personalized ASR for CTC models, which are becoming an increasingly prevalent choice for ASR systems.





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An inside look at Meta’s transition from C to Rust on mobile

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Have you ever worked is legacy code? Are you curious what it takes to modernize systems at a massive scale?

Pascal Hartig is joined on the latest Meta Tech Podcast by Elaine and Buping, two software engineers working on a bold project to rewrite the decades-old C code in one of Meta’s core messaging libraries in Rust. It’s an ambitious effort that will transform a central messaging library that is shared across Messenger, Facebook, Instagram, and Meta’s AR/VR platforms.

They discuss taking on a project of this scope – even without a background in Rust, how they’re approaching it, and what it means to optimize for ‘developer happiness.’

Download or listen to the episode below:

You can also find the episode wherever you get your podcasts, including:

The Meta Tech Podcast is a podcast, brought to you by Meta, where we highlight the work Meta’s engineers are doing at every level – from low-level frameworks to end-user features.

Send us feedback on InstagramThreads, or X.

And if you’re interested in learning more about career opportunities at Meta visit the Meta Careers page.





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Amazon Research Awards recipients announced

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Amazon Research Awards (ARA) provides unrestricted funds and AWS Promotional Credits to academic researchers investigating various research topics in multiple disciplines. This cycle, ARA received many excellent research proposals from across the world and today is publicly announcing 73 award recipients who represent 46 universities in 10 countries.

This announcement includes awards funded under five call for proposals during the fall 2024 cycle: AI for Information Security, Automated Reasoning, AWS AI, AWS Cryptography, and Sustainability. Proposals were reviewed for the quality of their scientific content and their potential to impact both the research community and society. Additionally, Amazon encourages the publication of research results, presentations of research at Amazon offices worldwide, and the release of related code under open-source licenses.

Recipients have access to more than 700 Amazon public datasets and can utilize AWS AI/ML services and tools through their AWS Promotional Credits. Recipients also are assigned an Amazon research contact who offers consultation and advice, along with opportunities to participate in Amazon events and training sessions.

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“Automated Reasoning is an important area of research for Amazon, with potential applications across various features and applications to help improve security, reliability, and performance for our customers. Through the ARA program, we collaborate with leading academic researchers to explore challenges in this field,” said Robert Jones, senior principal scientist with the Cloud Automated Reasoning Group. “We were again impressed by the exceptional response to our Automated Reasoning call for proposals this year, receiving numerous high-quality submissions. Congratulations to the recipients! We’re excited to support their work and partner with them as they develop new science and technology in this important area.”

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“At Amazon, we believe that solving the world’s toughest sustainability challenges benefits from both breakthrough scientific research and open and bold collaboration. Through programs like the Amazon Research Awards program, we aim to support academic research that could contribute to our understanding of these complex issues,” said Kommy Weldemariam, Director of Science and Innovation Sustainability. “The selected proposals represent innovative projects that we hope will help advance knowledge in this field, potentially benefiting customers, communities, and the environment.”

ARA funds proposals throughout the year in a variety of research areas. Applicants are encouraged to visit the ARA call for proposals page for more information or send an email to be notified of future open calls.

The tables below list, in alphabetical order by last name, fall 2024 cycle call-for-proposal recipients, sorted by research area.

AI for Information Security

Recipient University Research title
Christopher Amato Northeastern University Multi-Agent Reinforcement Learning Cyber Defense for Securing Cloud Computing Platforms
Bernd Bischl Ludwig Maximilian University of Munich Improving Generative and Foundation Models Reliability via Uncertainty-awareness
Shiqing Ma University Of Massachusetts Amherst LLM and Domain Adaptation for Attack Detection
Alina Oprea Northeastern University Multi-Agent Reinforcement Learning Cyber Defense for Securing Cloud Computing Platforms
Roberto Perdisci University of Georgia ContextADBench: A Comprehensive Benchmark Suite for Contextual Anomaly Detection

Automated Reasoning

Recipient University Research title
Nada Amin Harvard University LLM-Augmented Semi-Automated Proofs for Interactive Verification
Suguman Bansal Georgia Institute of Technology Certified Inductive Generalization in Reinforcement Learning
Ioana Boureanu University of Surrey Phoebe+: An Automated-Reasoning Tool for Provable Privacy in Cryptographic Systems
Omar Haider Chowdhury Stony Brook University Restricter: An Automatic Tool for Authoring Amazon Cedar Access Control Policies with the Principle of Least Privilege
Stefan Ciobaca Alexandru Ioan Cuza University An Interactive Proof Mode for Dafny
João Ferreira INESC-ID Polyglot Automated Program Repair for Infrastructure as Code
Sicun Gao University Of California, San Diego Monte Carlo Trees with Conflict Models for Proof Search
Mirco Giacobbe University of Birmingham Neural Software Verification
Tobias Grosser University of Cambridge Synthesis-based Symbolic BitVector Simplification for Lean
Ronghui Gu Columbia University Scaling Formal Verification of Security Properties for Unmodified System Software
Alexey Ignatiev Monash University Huub: Next-Gen Lazy Clause Generation
Kenneth McMillan University of Texas At Austin Synthesis of Auxiliary Variables and Invariants for Distributed Protocol Verification
Alexandra Mendes University of Porto Overcoming Barriers to the Adoption of Verification-Aware Languages
Jason Nieh Columbia University Scaling Formal Verification of Security Properties for Unmodified System Software
Rohan Padhye Carnegie Mellon University Automated Synthesis and Evaluation of Property-Based Tests
Nadia Polikarpova University Of California, San Diego Discovering and Proving Critical System Properties with LLMs
Fortunat Rajaona University of Surrey Phoebe+: An Automated-Reasoning Tool for Provable Privacy in Cryptographic Systems
Subhajit Roy Indian Institute of Technology Kanpur Theorem Proving Modulo LLM
Gagandeep Singh University of Illinois At Urbana–Champaign Trustworthy LLM Systems using Formal Contracts
Scott Stoller Stony Brook University Restricter: An Automatic Tool for Authoring Amazon Cedar Access Control Policies with the Principle of Least Privilege
Peter Stuckey Monash University Huub: Next-Gen Lazy Clause Generation
Yulei Sui University of New South Wales Path-Sensitive Typestate Analysis through Sparse Abstract Execution
Nikos Vasilakis Brown University Semantics-Driven Static Analysis for the Unix/Linux Shell
Ping Wang Stevens Institute of Technology Leveraging Large Language Models for Reasoning Augmented Searching on Domain-specific NoSQL Database
John Wawrzynek University of California, Berkeley GPU-Accelerated High-Throughput SAT Sampling

AWS AI

Recipient University Research title
Panagiotis Adamopoulos Emory University Generative AI solutions for The Spillover Effect of Fraudulent Reviews on Product Recommendations
Vikram Adve University of Illinois at Urbana–Champaign Fellini: Differentiable ML Compiler for Full-Graph Optimization for LLM Models
Frances Arnold California Institute of Technology Closed-loop Generative Machine Learning for De Novo Enzyme Discovery and Optimization
Yonatan Bisk Carnegie Mellon University Useful, Safe, and Robust Multiturn Interactions with LLMs
Shiyu Chang University of California, Santa Barbara Cut the Crap: Advancing the Efficient Communication of Multi-Agent Systems via Spatial-Temporal Topology Design and KV Cache Sharing
Yuxin Chen University of Pennsylvania Provable Acceleration of Diffusion Models for Modern Generative AI
Tianlong Chen University of North Carolina at Chapel Hill Cut the Crap: Advancing the Efficient Communication of Multi-Agent Systems via Spatial-Temporal Topology Design and KV Cache Sharing
Mingyu Ding University of North Carolina at Chapel Hill Aligning Long Videos and Language as Long-Horizon World Models
Nikhil Garg Cornell University Market Design for Responsible Multi-agent LLMs
Jessica Hullman Northwestern University Human-Aligned Uncertainty Quantification in High Dimensions
Christopher Jermaine Rice University Fast, Trusted AI Using the EINSUMMABLE Compiler
Yunzhu Li Columbia University Physics-Informed Foundation Models Through Embodied Interactions
Pattie Maes Massachusetts Institute of Technology Understanding How LLM Agents Deviate from Human Choices
Sasa Misailovic University of Illinois at Urbana–Champaign Fellini: Differentiable ML Compiler for Full-Graph Optimization for LLM Models
Kristina Monakhova Cornell University Trustworthy extreme imaging for science using interpretable uncertainty quantification
Todd Mowry Carnegie Mellon University Efficient LLM Serving on Trainium via Kernel Generation
Min-hwan Oh Seoul National University Mutually Beneficial Interplay Between Selection Fairness and Context Diversity in Contextual Bandits
Patrick Rebeschini University of Oxford Optimal Regularization for LLM Alignment
Jose Renau University of California, Santa Cruz Verification Constrained Hardware Optimization using Intelligent Design Agentic Programming
Vilma Todri Emory University Generative AI solutions for The Spillover Effect of Fraudulent Reviews on Product Recommendations
Aravindan Vijayaraghavan Northwestern University Human-Aligned Uncertainty Quantification in High Dimensions
Wei Yang University of Texas at Dallas Optimizing RISC-V Compilers with RISC-LLM and Syntax Parsing
Huaxiu Yao University of North Carolina at Chapel Hill Aligning Long Videos and Language as Long-Horizon World Models
Amy Zhang University of Washington Tools for Governing AI Agent Autonomy
Ruqi Zhang Purdue University Efficient Test-time Alignment for Large Language Models and Large Multimodal Models
Zheng Zhang Rutgers University-New Brunswick AlphaQC: An AI-powered Quantum Circuit Optimizer and Denoiser

AWS Cryptography

Recipient University Research title
Alexandra Boldyreva Georgia Institute of Technology Quantifying Information Leakage in Searchable Encryption Protocols
Maria Eichlseder Graz University of Technology, Austria SALAD – Systematic Analysis of Lightweight Ascon-based Designs
Venkatesan Guruswami University of California, Berkeley Obfuscation, Proof Systems, and Secure Computation: A Research Program on Cryptography at the Simons Institute for the Theory of Computing
Joseph Jaeger Georgia Institute of Technology Analyzing Chat Encryption for Group Messaging
Aayush Jain Carnegie Mellon Large Scale Multiparty Silent Preprocessing for MPC from LPN
Huijia Lin University of Washington Large Scale Multiparty Silent Preprocessing for MPC from LPN
Hamed Nemati KTH Royal Institute of Technology Trustworthy Automatic Verification of Side-Channel Countermeasures for Binary Cryptographic Programs using the HoIBA libary
Karl Palmskog KTH Royal Institute of Technology Trustworthy Automatic Verification of Side-Channel Countermeasures for Binary Cryptographic Programs using the HoIBA libary
Chris Peikert University of Michigan, Ann Arbor Practical Third-Generation FHE and Bootstrapping
Dimitrios Skarlatos Carnegie Mellon University Scale-Out FHE LLMs on GPUs
Vinod Vaikuntanathan Massachusetts Institute of Technology Can Quantum Computers (Really) Factor?
Daniel Wichs Northeastern University Obfuscation, Proof Systems, and Secure Computation: A Research Program on Cryptography at the Simons Institute for the Theory of Computing
David Wu University Of Texas At Austin Fast Private Information Retrieval and More using Homomorphic Encryption

Sustainability

Recipient University Research title
Meeyoung Cha Max Planck Institute Forest-Blossom (Flossom): A New Framework for Sustaining Forest Biodiversity Through Outcome-Driven Remote Sensing Monitoring
Jingrui He University of Illinois at Urbana–Champaign Foundation Model Enabled Earth’s Ecosystem Monitoring
Pedro Lopes University of Chicago AI-powered Tools that Enable Engineers to Make & Re-make Sustainable Hardware
Cheng Yaw Low Max Planck Institute Forest-Blossom (Flossom): A New Framework for Sustaining Forest Biodiversity Through Outcome-Driven Remote Sensing Monitoring





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Independent evaluations demonstrate Nova Premier’s safety

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AI safety is a priority at Amazon. Our investment in safe, transparent, and responsible AI (RAI) includes collaboration with the global community and policymakers. We are members of and collaborate with organizations such as the Frontier Model Forum, the Partnership on AI, and other forums organized by government agencies such as the National Institute of Standards and Technology (NIST). Consistent with Amazon’s endorsement of the Korea Frontier AI Safety Commitments, we published our Frontier Model Safety Framework earlier this year.

Amazon Nova Premier’s guardrails help prevent generation of unsafe content.

During the development of the Nova Premier model, we conducted a comprehensive evaluation to assess its performance and safety. This included testing on both internal and public benchmarks and internal/automated and third-party red-teaming exercises. Once the final model was ready, we prioritized obtaining unbiased, third-party evaluations of the model’s robustness against RAI controls. In this post, we outline the key findings from these evaluations, demonstrating the strength of our testing approach and Amazon Premier’s standing as a safe model. Specifically, we cover our evaluations with two third-party evaluators: PRISM AI and ActiveFence.

Evaluation of Nova Premier against PRISM AI

PRISM Eval’s Behavior Elicitation Tool (BET) dynamically and systematically stress-tests AI models’ safety guardrails. The methodology focuses on measuring how many adversarial attempts (steps) it takes to get a model to generate harmful content across several key risk dimensions. The central metric is “steps to elicit” — the number of increasingly sophisticated prompting attempts required before a model generates an inappropriate response. A higher number of steps indicates stronger safety measures, as the model is more resistant to manipulation. The PRISM risk dimensions (inspired by the MLCommons AI Safety Benchmarks) include CBRNE weapons, violent crimes, non-violent crimes, defamation, and hate, amongst several others.

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Using the BET Eval tool and its V1.0 metric, which is tailored toward non-reasoning models, we compared the recently released Nova models (Pro and Premier) to the latest models in the same class: Claude (3.5 v2 and 3.7 non-reasoning) and Llama4 Maverick, all available through Amazon Bedrock. PRISM BET conducts black-box evaluations (where model developers don’t have access to the test prompts) of models integrated with their API. The evaluation conducted with BET Eval MAX, PRISM’s most comprehensive/aggressive testing suite, revealed significant variations in safety against malicious instructions. Nova models demonstrated superior overall safety performance, with an average of 43 steps for Premier and 52 steps for Pro, compared to 37.7 for Claude 3.5 v2 and fewer than 12 steps for other models in the comparison set (namely, 9.9 for Claude3.7, 11.5 for Claude 3.7 thinking, and 6.5 for Maverick). This higher step count suggests that on average, Nova’s safety guardrails are more sophisticated and harder to circumvent through adversarial prompting. The figure below presents the number of steps per harm category evaluated through BET Eval MAX.

Results of tests using PRISM’s BET Eval MAX testing suite.

The PRISM evaluation provides valuable insights into the relative safety of different Amazon Bedrock models. Nova’s strong performance, particularly in hate speech and defamation resistance, represents meaningful progress in AI safety. However, the results also highlight the ongoing challenge of building truly robust safety measures into AI systems. As the field continues to evolve, frameworks like BET will play an increasingly important role in benchmarking and improving AI safety. As a part of this collaboration Nicolas Miailhe, CEO of PRISM Eval, said, “It’s incredibly rewarding for us to see Nova outperforming strong baselines using the BET Eval MAX; our aim is to build a long-term partnership toward safer-by-design models and to make BET available to various model providers.” Organizations deploying AI systems should carefully consider these safety metrics when selecting models for their applications.

Manual red teaming with ActiveFence

The AI safety & security company ActiveFence benchmarked Nova Premier on Bedrock on prompts distributed across Amazon’s eight core RAI categories. ActiveFence also evaluated Claude 3.7 (non-reasoning mode) and GPT 4.1 API on the same set. The flag rate on Nova Premier was lower than that on the other two models, indicating that Nova Premier is the safest of the three.

Model 3P Flag Rate [↓ is better]
Nova Premier 12.0%
Sonnet 3.7 (non-reasoning) 20.6%
GPT4.1 API 22.4%

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Generative AI raises new challenges in defining, measuring, and mitigating concerns about fairness, toxicity, and intellectual property, among other things. But work has started on the solutions.

“Our role is to think like an adversary but act in service of safety,” said Guy Paltieli from ActiveFence. “By conducting a blind stress test of Nova Premier under realistic threat scenarios, we helped evaluate its security posture in support of Amazon’s broader responsible-AI goals, ensuring the model could be deployed with greater confidence.”

These evaluations conducted with PRISM and ActiveFence give us confidence in the strength of our guardrails and our ability to protect our customers’ safety when they use our models. While these evaluations demonstrate strong safety performance, we recognize that AI safety is an ongoing challenge requiring continuous improvement. These assessments represent a point-in-time snapshot, and we remain committed to regular testing and enhancement of our safety measures. No AI system can guarantee perfect safety in all scenarios, which is why we maintain monitoring and response systems after deployment.

Acknowledgments: Vincent Ponzo, Elyssa Vincent





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